Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Hamilton Lane INC Director's Dealing 2018

Apr 4, 2018

30753_dirs_2018-04-04_1fcacb65-17f4-43e4-a1d4-58a8ac7de2b2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: Hamilton Lane INC (HLNE)
CIK: 0001433642
Period of Report: 2017-03-06

Reporting Person: Delgado-Moreira Juan (Managing Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-06 Restricted Class A Common Stock J 77868 Acquired 77868 Direct

Footnotes

F1: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The award was issued in substitution for existing awards of restricted interests in HLA that were issued annually in the years prior to the issuer's initial public offering, and the award vests according to the same vesting schedule as the replaced awards: in four equal annual installments each March.

F2: The original Form 4 included 1,550,965 shares of vested Class A common stock that were inadvertently reported as restricted shares. This error also appeared in two additional Forms 4 filed on March 16, 2017 and May 25, 2017. Subsequent Forms 4 were not affected. As of the Form 4 filed on March 7, 2018, the reporting person's total number of shares of Class A common stock includes the restricted Class A common shares previously reported as a separate line item.