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HALLIBURTON CO — Director's Dealing 2021
Dec 9, 2021
30269_dirs_2021-12-09_c9e85a9e-8d77-4b63-93fd-83411356e775.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2021-12-07
Reporting Person: Richard Mark (President - Western Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-07 | Common Stock | F | 7383 | $22.02 | Disposed | 242155.160 | Direct |
| 2021-12-07 | Common Stock | F | 4140 | $22.00 | Disposed | 239907.537 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $34.15 | 2022-01-03 | Common Stock (6400) | 6400 | Direct |
| Option to Buy Common Stock | $36.31 | 2023-01-03 | Common Stock (13900) | 13900 | Direct |
| Option to Buy Common Stock | $50.01 | 2024-01-02 | Common Stock (7900) | 7900 | Direct |
| Option to Buy Common Stock | $39.49 | 2025-01-02 | Common Stock (14807) | 14807 | Direct |
| Option to Buy Common Stock | $34.48 | 2026-01-04 | Common Stock (28604) | 28604 | Direct |
| Option to Buy Common Stock | $55.68 | 2027-01-03 | Common Stock (17119) | 17119 | Direct |
| Option to Buy Common Stock (01/2018) | $49.61 | 2028-01-02 | Commom Stock (24019) | 24019 | Direct |
| Option to Buy Common Stock (12/2018) | $27.14 | 2028-12-20 | Common Stock (43924) | 43924 | Direct |
Footnotes
F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2: The shares vested on December 2, 2021. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 2, 2021 was $22.02.
F3: The shares vested on December 4, 2021. December 4, 2021 was a non-market date. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 3, 2021 was $22.00.
F4: Includes 1,308.953 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ending March 31, 2021 and June 30, 2021.
F5: Includes 583.424 shares of stock accumulated through dividend reinvestment as of September 30, 2021.