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HALLIBURTON CO — Director's Dealing 2008
Apr 4, 2008
30269_dirs_2008-04-04_5f0d5ea9-19de-4d3c-9178-b3db9a8c129a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2008-04-02
Reporting Person: Pope Lawrence J (Vice Pres, HR and Admin)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-04-02 | Common Stock | M | 4854 | $14.53 | Acquired | 93000.31 | Direct |
| 2008-04-02 | Common Stock | S | 4854 | $40.00 | Disposed | 88146.31 | Direct |
| 2008-04-02 | Common Stock | M | 3920 | $19.75 | Acquired | 92066.31 | Direct |
| 2008-04-02 | Common Stock | S | 3920 | $40.00 | Disposed | 88146.31 | Direct |
| 2008-04-02 | Common Stock | M | 1160 | $21.25 | Acquired | 89306.31 | Direct |
| 2008-04-02 | Common Stock | S | 1160 | $40.00 | Disposed | 88146.31 | Direct |
| 2008-04-02 | Common Stock | M | 2066 | $19.78 | Acquired | 90212.31 | Direct |
| 2008-04-02 | Common Stock | S | 2066 | $40.00 | Disposed | 88146.31 | Direct |
| 2008-04-02 | Common Stock | S | 8000 | $40.00 | Disposed | 80146.31 | Direct |
| 2008-04-02 | Common Stock | D | 274 | $39.42 | Disposed | 79878.57 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-04-02 | Option to Buy Common Stock | $14.53 | M | 4854 | Disposed | 2009-02-17 | Common Stock (4854) | Direct |
| 2008-04-02 | Option to Buy Common Stock | $19.75 | M | 3920 | Disposed | 2009-12-02 | Common Stock (3920) | Direct |
| 2008-04-02 | Option to Buy Common Stock | $21.25 | M | 1160 | Disposed | 2010-04-03 | Common Stock (1160) | Direct |
| 2008-04-02 | Option to Buy Common Stock | $19.78 | M | 2066 | Disposed | 2011-02-23 | Common Stock (2066) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $36.90 | 2017-12-05 | Common Stock (9100) | 9100 | Direct |
| Option to Buy Common Stock | $33.17 | 2016-12-06 | Common Stock (10400) | 10400 | Direct |
| Option to Buy Common Stock | $15.78 | 2011-07-19 | Common Stock (10350) | 10350 | Direct |
| Option to Buy Common Stock | $14.43 | 2014-03-16 | Common Stock (13900) | 13900 | Direct |
| Option to Buy Common Stock | $20.89 | 2015-02-17 | Common Stock (12000) | 12000 | Direct |
| Option to Buy Common Stock | $32.39 | 2015-12-07 | Common Stock (7000) | 7000 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2007.
F2: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the 1993 Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F3: Includes 6.26 shares of stock accumulated through dividend reinvestment in the Halliburton Company Employee Stock Purchase Plan.
F4: Options were disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person on December 12, 2007.