AI assistant
HALLIBURTON CO — Director's Dealing 2007
Dec 7, 2007
30269_dirs_2007-12-07_6db6469f-2a33-425b-94a1-d0f75c4c8ad7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2007-12-05
Reporting Person: GAUT C CHRISTOPHER (Exec VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-12-05 | Common Stock | A | 21300 | $36.90 | Acquired | 238540.67 | Direct |
| 2007-12-06 | Common Stock | D | 2494 | $36.61 | Disposed | 236060.76 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-12-05 | Option to Buy Common Stock | $36.90 | A | 24000 | Acquired | 2017-12-05 | Common Stock (24000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $33.17 | 2016-12-06 | Common Stock (46900) | 46900 | Direct |
| Option to Buy Common Stock | $32.39 | 2015-12-07 | Common Stock (40000) | 40000 | Direct |
| Option to Buy Common Stock | $19.31 | 2014-12-02 | Common Stock (33000) | 33000 | Direct |
| Option to Buy Common Stock | $13.02 | 2014-01-02 | Common Stock (65880) | 65880 | Direct |
| Option to Buy Common Stock | $10.25 | 2013-03-03 | Common Stock (200000) | 200000 | Direct |
Footnotes
F1: Shares awarded pursuant to the Halliburton Company 1993 Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F2: On December 5, 2007 the closing price of Halliburton Company Common Stock on the New York Stock Exchange was $36.90.
F3: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the 1993 Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F4: Includes 14.09 shares of stock accumulated throught dividend reinvestment in the Halliburton Company Employee Stock Purchase Plan.
F5: Stock options awarded pursuant to the Halliburton Company 1993 Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F6: The options granted become exercisable on each of the first, second and third aniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the option.