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GULF RESOURCES, INC. — Director's Dealing 2016
Sep 6, 2016
35305_dirs_2016-09-06_ee8e8eee-481e-4a86-9096-aa35f801ee3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GULF RESOURCES, INC. (GURE)
CIK: 0000885462
Period of Report: 2016-09-05
Reporting Person: Li Min (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-05 | Common Stock, par value $0.0005 per share | M | 150000 | $0.978 | Acquired | 240575 | Direct |
| 2016-09-05 | Common Stock, par value $0.0005 per share | F | 82415 | $1.78 | Disposed | 158160 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-05 | Common Stock, par value $0.0005 per share | $0.978 | M | 150000 | Disposed | 2018-11-18 | Common Stock (150000) | Direct |
Footnotes
F1: Represents shares issued upon the cashless exercise of an option to purchase 150,000 shares of Common Stock at an exercise price of $0.978 per share using a fair market value of the Issuer's stock of $1.78.
F2: Represents the cashless exercise of an option to purchase shares of Common Stock at an exercise price of $0.978 per share.
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