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GULF RESOURCES, INC. — Director's Dealing 2016
Sep 21, 2016
35305_dirs_2016-09-21_19181155-2c5f-44a1-b561-7c6830c4c4fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GULF RESOURCES, INC. (GURE)
CIK: 0000885462
Period of Report: 2016-09-20
Reporting Person: Miao Naihui (Director, COO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-20 | Common Stock, par value $0.0005 per share | M | 100000 | $1.428 | Acquired | 258160 | Direct |
| 2016-09-20 | Common Stock, par value $0.0005 per share | F | 61818 | $2.31 | Disposed | 196342 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-20 | Common Stock, par value $0.0005 per share | $1.428 | M | 100000 | Disposed | 2019-04-07 | Common Stock (100000) | Direct |
Footnotes
F1: Represents shares issued upon the cashless exercise of an option to purchase 100,000 shares of Common Stock at an exercise price of $1.428 per share using a fair market value of the Issuer's stock of $2.31.
F2: Represents the cashless exercise of an option to purchase shares of Common Stock at an exercise price of $1.428 per share.
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