Guild Holdings Co — Director's Dealing 2020

Oct 22, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2020-10-21

Reporting Person: McCarthy Partners, LLC (10% Owner)
Reporting Person: McCarthy Partners Management, LLC (10% Owner)
Reporting Person: MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
CLASS B COMMON STOCK, PAR VALUE $0.01 PER SHARE	45233291	Indirect

Footnotes

F1: Includes 45,233,291 shares of Class B Common Stock ("Common Stock") of Guild Holdings Company which are held of record by McCarthy Capital Mortgage Investors, LLC ("MCMI"). McCarthy Partners Management, LLC is the manager of MCMI and as such has voting and investment power over the shares of Common Stock held by MCMI. McCarthy Partners Management, LLC is managed under the exclusive direction of McCarthy Partners, LLC. As a result, McCarthy Partners, LLC may be deemed to beneficially own these shares owned directly by MCMI. Patrick J. Duffy is the President and Managing Partner of McCarthy Partners, LLC and McCarthy Capital Management, LLC.