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GUESS INC — Director's Dealing 2014
Mar 14, 2014
32343_dirs_2014-03-14_86235267-2031-43eb-accf-f5d1e91d4d5f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2014-02-01
Reporting Person: MARCIANO PAUL (Director, Vice Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-10 | Common Stock | G | 53560 | — | Acquired | 105977 | Indirect |
| 2013-10-10 | Common Stock | G | 71184 | — | Acquired | 71184 | Indirect |
| 2013-10-14 | Common Stock | G | 6000 | — | Acquired | 77184 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 67725 | Direct |
| Common Stock | 6874390 | Indirect |
| Common Stock | 33988 | Indirect |
| Common Stock | 170666 | Indirect |
| Common Stock | 1362633 | Indirect |
| Common Stock | 1164971 | Indirect |
| Common Stock | 1481700 | Indirect |
Footnotes
F1: Shares are held by the Exempt Gift Trust under the Next Step Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
F2: Shares are held by the Nonexempt Gift Trust under the Next Step Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
F3: Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
F4: Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
F5: Shares are held by the G4 GRAT, a grantor retained annuity trust of which the reporting person is the sole trustee and has exclusive pecuniary interest.
F6: Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
F7: Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person.
F8: Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
F9: Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor chidren.