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Groupon, Inc. — Director's Dealing 2016
Mar 16, 2016
32275_dirs_2016-03-16_3fc1aa1c-76df-485f-ada1-ee50a900dd9d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-03-14
Reporting Person: Williams Rich (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-14 | Class A Common Stock | M | 3000 | — | Acquired | 972672 | Direct |
| 2016-03-14 | Class A Common Stock | F | 934 | $4.13 | Disposed | 971738 | Direct |
| 2016-03-15 | Class A Common Stock | M | 50000 | — | Acquired | 1021738 | Direct |
| 2016-03-15 | Class A Common Stock | F | 15550 | $3.97 | Disposed | 1006188 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-14 | Restricted Stock Units | $ | M | 3000 | Disposed | Class A Common Stock (3000.0) | Direct | |
| 2016-03-15 | Restricted Stock Units | $ | M | 50000 | Disposed | Class A Common Stock (50000.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: The restricted stock units reported on this line will vest in equal increments on the 14th day of the last month of each calendar quarter through March 14, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.
F4: The restricted stock units reported on this line will vest in equal increments on the 15th day of the last month of each calendar quarter through December 15, 2016, subject to Mr. Williams' continued employment with the Company through each vesting date.