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Groupon, Inc. — Director's Dealing 2016
Apr 5, 2016
32275_dirs_2016-04-04_26ef6fcf-73b4-44e2-96a0-1a7b15f459ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-03-31
Reporting Person: Williams Rich (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-31 | Class A Common Stock | M | 25000 | — | Acquired | 1031188 | Direct |
| 2016-03-31 | Class A Common Stock | F | 7776 | $3.99 | Disposed | 1023412 | Direct |
| 2016-03-31 | Class A Common Stock | M | 17225 | — | Acquired | 1040637 | Direct |
| 2016-03-31 | Class A Common Stock | F | 5357 | $3.99 | Disposed | 1035280 | Direct |
| 2016-03-31 | Class A Common Stock | M | 75694 | — | Acquired | 1110974 | Direct |
| 2016-03-31 | Class A Common Stock | F | 23617 | $3.99 | Disposed | 1087357 | Direct |
| 2016-03-31 | Class A Common Stock | M | 20425 | — | Acquired | 1107782 | Direct |
| 2016-03-31 | Class A Common Stock | F | 6353 | $3.99 | Disposed | 1101429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-31 | Restricted Stock Units | $ | M | 25000 | Disposed | Class A Common Stock (25000.0) | Direct | |
| 2016-03-31 | Restricted Stock Units | $ | M | 17225 | Disposed | Class A Common Stock (17225.0) | Direct | |
| 2016-03-31 | Restricted Stock Units | $ | M | 75694 | Disposed | Class A Common Stock (75694.0) | Direct | |
| 2016-03-31 | Restricted Stock Units | $ | M | 20425 | Disposed | Class A Common Stock (20425.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.
F4: 16,624 of the restricted stock units reported on this line vested on December 31, 2015, 68,900 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.
F5: 75,694 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.
F6: 118,250 of the restricted stock units reported on this line vested on December 31, 2015, 81,700 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.