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Groupon, Inc. Director's Dealing 2016

Apr 5, 2016

32275_dirs_2016-04-04_26ef6fcf-73b4-44e2-96a0-1a7b15f459ce.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-03-31

Reporting Person: Williams Rich (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-31 Class A Common Stock M 25000 Acquired 1031188 Direct
2016-03-31 Class A Common Stock F 7776 $3.99 Disposed 1023412 Direct
2016-03-31 Class A Common Stock M 17225 Acquired 1040637 Direct
2016-03-31 Class A Common Stock F 5357 $3.99 Disposed 1035280 Direct
2016-03-31 Class A Common Stock M 75694 Acquired 1110974 Direct
2016-03-31 Class A Common Stock F 23617 $3.99 Disposed 1087357 Direct
2016-03-31 Class A Common Stock M 20425 Acquired 1107782 Direct
2016-03-31 Class A Common Stock F 6353 $3.99 Disposed 1101429 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-31 Restricted Stock Units $ M 25000 Disposed Class A Common Stock (25000.0) Direct
2016-03-31 Restricted Stock Units $ M 17225 Disposed Class A Common Stock (17225.0) Direct
2016-03-31 Restricted Stock Units $ M 75694 Disposed Class A Common Stock (75694.0) Direct
2016-03-31 Restricted Stock Units $ M 20425 Disposed Class A Common Stock (20425.0) Direct

Footnotes

F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

F4: 16,624 of the restricted stock units reported on this line vested on December 31, 2015, 68,900 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F5: 75,694 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F6: 118,250 of the restricted stock units reported on this line vested on December 31, 2015, 81,700 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.