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Groupon, Inc. — Director's Dealing 2016
Apr 5, 2016
32275_dirs_2016-04-04_c10c5663-af90-4c41-87ef-c8dc7dd2b71f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-04-01
Reporting Person: LEFKOFSKY ERIC P (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-01 | Class A Common Stock | M | 1055806 | — | Acquired | 1887261 | Direct |
| 2016-04-01 | Class A Common Stock | F | 446674 | $3.92 | Disposed | 1440587 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-01 | Restricted Stock Units | $ | M | 1055806 | Disposed | Class A Common Stock (1055806.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 149948 | Indirect |
| Class A Common Stock | 100735062 | Indirect |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: The shares of Class A Common Stock reported on this line are held by 600 West Groupon LLC, the manager of which is Blue Media, LLC, an entity owned by Mr. Lefkofsky (50%) and Mrs. Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by 600 West Groupon LLC.
F3: The shares of Class A Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.
F4: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F5: 100% of the restricted stock units reported on this line vested on April 1, 2016.