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Groupon, Inc. Director's Dealing 2016

Apr 5, 2016

32275_dirs_2016-04-04_c10c5663-af90-4c41-87ef-c8dc7dd2b71f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-04-01

Reporting Person: LEFKOFSKY ERIC P (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-01 Class A Common Stock M 1055806 Acquired 1887261 Direct
2016-04-01 Class A Common Stock F 446674 $3.92 Disposed 1440587 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-01 Restricted Stock Units $ M 1055806 Disposed Class A Common Stock (1055806.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 149948 Indirect
Class A Common Stock 100735062 Indirect

Footnotes

F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

F2: The shares of Class A Common Stock reported on this line are held by 600 West Groupon LLC, the manager of which is Blue Media, LLC, an entity owned by Mr. Lefkofsky (50%) and Mrs. Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by 600 West Groupon LLC.

F3: The shares of Class A Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

F4: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F5: 100% of the restricted stock units reported on this line vested on April 1, 2016.