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Groupon, Inc. — Director's Dealing 2016
Aug 17, 2016
32275_dirs_2016-08-17_3d68e217-8db4-41b5-837e-54896205f105.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-08-15
Reporting Person: Stevens Brian (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-15 | Class A Common Stock | M | 1250 | — | Acquired | 162910 | Direct |
| 2016-08-15 | Class A Common Stock | F | 389 | $5.78 | Disposed | 162521 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-15 | Restricted Stock Units | $ | M | 1250 | Disposed | Class A Common Stock (1250.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: 2,500 of the restricted stock units reported on this line vested monthly over a six-month period beginning on November 15, 2015, and 1,250 restricted stock units vested monthly over a four-month period beginning on May 15, 2016. In accordance with the terms of this award, following the appointment of a new chief financial officer of the Company on April 28, 2016, 50% of the then unvested restricted stock units were forfeited, and the remaining 50% of the unvested restricted stock units continued to vest as described herein.