Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Groupon, Inc. Director's Dealing 2015

Feb 3, 2015

32275_dirs_2015-02-03_a1d2584e-b1f8-4a9c-95c0-bf2a09d0e461.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2015-01-31

Reporting Person: Viswanath Sri (Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-01-31 Class A Common Stock M 62500.0000 $7.1600 Acquired 166298.0000 Direct
2015-01-31 Class A Common Stock F 24125.0000 $7.1600 Disposed 142173.0000 Direct
2015-02-02 Class A Common Stock S 19188.0000 $7.1900 Disposed 122985.0000 Direct
2015-02-03 Class A Common Stock S 19187.0000 $7.3000 Disposed 103798.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-01-31 Restricted Stock Units $ M 62500.0000 Disposed Class A Common Stock (62500.0000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Class A Common Stock (212000.0000) 212000.0000 Direct
Restricted Stock Units $ Class A Common Stock (150000.0000) 150000.0000 Direct

Footnotes

F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

F2: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on February 2, 2015. The price per share for such transactions ranged from $7.06 to $7.29. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F3: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on February 3, 2015. The price per share for such transactions ranged from $7.18 to $7.45. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F4: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F5: 62,500 of the restricted stock units reported on this line vested on July 13, 2013, and the remaining restricted stock units vest quarterly in 15 equal installments, beginning on October 31, 2013, subject to Mr. Viswanath's continued employment with the Company through each vesting date.

F6: 18,750 of the restricted stock units reported on this line will vest on March 1, 2015, 80,750 of the restricted stock units will vest on June 1, 2015, and the remainder of the restricted stock units will vest in equal increments at the end of each of the following six quarters beginning on September 1, 2015, in each case subject to Mr. Viswanath's continued employment with the Company through each vesting date.

F7: 120,000 of the restricted stock units reported on this line vested on December 31, 2014, 17,500 of the restricted stock units will vest quarterly beginning on March 31, 2015, during calendar year 2015, 7,500 of the restricted stock units will vest quarterly beginning on March 31, 2016, during calendar year 2016, and 12,500 of the restricted stock units will vest quarterly beginning on March 31, 2017, during calendar year 2017, in each case subject to Mr. Viswanath's continued employment with the Company through each vesting date.