AI assistant
Groupon, Inc. — Director's Dealing 2015
Jan 14, 2015
32275_dirs_2015-01-14_b88dea40-8a3e-4b2d-8060-40bdcfade904.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2015-01-12
Reporting Person: Viswanath Sri (SVP Engineering and Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-12 | Class A Common Stock | S | 73176.0000 | $7.5100 | Disposed | 103798.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Stock (212000.0000) | 212000.0000 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (625000.0000) | 625000.0000 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (150000.0000) | 150000.0000 | Direct |
Footnotes
F1: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on January 12, 2015. The price per share for such transactions ranged from $7.39 to $7.64. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: 18,750 of the restricted stock units reported on this line will vest on March 1, 2015, 80,750 of the restricted stock units will vest on June 1, 2015, and the remainder of the restricted stock units will vest in equal increments at the end of each of the following six quarters beginning on September 1, 2015, in each case subject to Mr. Viswanath's continued employment with the Company through each vesting date.
F4: 62,500 of the restricted stock units reported on this line vested on July 13, 2013, and the remaining restricted stock units vest quarterly in 15 equal installments, beginning on October 31, 2013, subject to Mr. Viswanath's continued employment with the Company through each vesting date.
F5: 120,000 of the restricted stock units reported on this line vested on December 31, 2014, 17,500 of the restricted stock units will vest quarterly beginning on March 31, 2015, during calendar year 2015, 7,500 of the restricted stock units will vest quarterly beginning on March 31, 2016, during calendar year 2016, and 12,500 of the restricted stock units will vest quarterly beginning on March 31, 2017, during calendar year 2017, in each case subject to Mr. Viswanath's continued employment with the Company through each vesting date.