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Groupon, Inc. — Director's Dealing 2015
May 13, 2015
32275_dirs_2015-05-12_115a3407-e68f-427d-9911-02980e5a63c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2015-05-08
Reporting Person: Williams Rich (President, North America)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-08 | Class A Common Stock | M | 3646.0000 | $6.6300 | Acquired | 640309.0000 | Direct |
| 2015-05-08 | Class A Common Stock | F | 1134.0000 | $6.6300 | Disposed | 639175.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-08 | Restricted Stock Units | $ | M | 3646.0000 | Disposed | Class A Common Stock (3646.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Stock (266250.0000) | 266250.0000 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (24000.0000) | 24000.0000 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (25000.0000) | 25000.0000 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (350000.0000) | 350000.0000 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (275000.0000) | 275000.0000 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (237676.0000) | 237676.0000 | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: The remaining restricted stock units reported on this line will vest on June 8, 2015, subject to Mr. Williams' continued employment with the Company through such vesting date.
F4: 153,750 of the restricted stock units reported on this line will vest on June 1, 2015, and the remainder of the restricted stock units will vest quarterly in equal increments through December 1, 2016, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.
F5: The restricted stock units reported on this line will vest in equal increments on the 14th day of the first month of each calendar quarter through March 14, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.
F6: The restricted stock units reported on this line will vest in equal increments on July 26, 2015, October 26, 2015, January 26, 2016 and April 26, 2016, subject to Mr. Williams' continued employment with the Company through each vesting date.
F7: The restricted stock units reported on this line will vest in equal increments on the 15th day of first month of each calendar quarter through December 15, 2016, subject to Mr. Williams' continued employment with the Company through each vesting date.
F8: The restricted stock units reported on this line will vest in equal increments on the last day of first month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.
F9: 16,624 of the restricted stock units reported on this line will vest on December 31, 2015, 68,900 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.