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Groupon, Inc. — Director's Dealing 2014
Jul 2, 2014
32275_dirs_2014-07-02_65051256-bb1f-46c2-80ce-876013a8dda3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2014-07-01
Reporting Person: Schellhase David (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-01 | Class A Common Stock | M | 5834.0000 | $6.5300 | Acquired | 286372.0000 | Direct |
| 2014-07-01 | Class A Common Stock | F | 2286.0000 | $6.5300 | Disposed | 284086.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-01 | Restricted Stock Units | $ | M | 5834.0000 | Disposed | Class A Common Stock (5834.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Stock (60000.0000) | 60000.0000 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (375000.0000) | 375000.0000 | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: Twenty percent (20%) of the restricted stock units reported on this line vested on June 1, 2012 and the remainder of the restricted stock units will vest in 48 equal installments at the end of each month, beginning on June 30, 2012, subject to Mr. Schellhase's continued employment with the Company through each vesting date.
F4: The restricted stock units reported on this line will vest in 16 equal installments each quarter, beginning on July 26, 2012, subject to Mr. Schellhase's continued employment with the Company through each vesting date.
F5: Twenty-five percent (25%) of the restricted stock units reported on this line will vest on December 15, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on March 15, 2014, subject to Mr. Schellhase's continued employment with the Company through each vesting date.