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GRIFFON CORP — Director's Dealing 2022
Nov 17, 2022
31259_dirs_2022-11-17_92924951-08af-4a7c-aa5f-6b1054585c5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRIFFON CORP (GFF)
CIK: 0000050725
Period of Report: 2022-11-16
Reporting Person: Kaplan Seth L. (Sr VP, Gen. Counsel and Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-16 | Common Stock | A | 20826 | — | Acquired | 220578 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2841 | Indirect |
Footnotes
F1: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 16, 2022, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2024.
F2: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.