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GRIFFON CORP Director's Dealing 2019

Nov 14, 2019

31259_dirs_2019-11-14_a8ef2b18-d8c6-459f-958c-d50196d25b1c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRIFFON CORP (GFF)
CIK: 0000050725
Period of Report: 2019-11-13

Reporting Person: Durborow W. Christopher (VP, Controller and CAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-13 Common Stock A 40539 Acquired 51321 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1009 Indirect

Footnotes

F1: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; it has now been certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, 11,166 restricted shares will vest on November 30, 2019; 10,870 restricted shares will vest on November 30, 2020; and 18,503 restricted shares will vest on November 30, 2021.

F2: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.