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GRIFFON CORP — Director's Dealing 2019
Nov 14, 2019
31259_dirs_2019-11-14_a8ef2b18-d8c6-459f-958c-d50196d25b1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRIFFON CORP (GFF)
CIK: 0000050725
Period of Report: 2019-11-13
Reporting Person: Durborow W. Christopher (VP, Controller and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-13 | Common Stock | A | 40539 | — | Acquired | 51321 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1009 | Indirect |
Footnotes
F1: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; it has now been certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, 11,166 restricted shares will vest on November 30, 2019; 10,870 restricted shares will vest on November 30, 2020; and 18,503 restricted shares will vest on November 30, 2021.
F2: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.