GRIFFON CORP — Director's Dealing 2019

Nov 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRIFFON CORP (GFF)
CIK: 0000050725
Period of Report: 2019-11-13

Reporting Person: Kaplan Seth L. (Sr VP, Gen. Counsel and Secy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-13	Common Stock	A	99095	—	Acquired	241995	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2260	Indirect

Footnotes

F1: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; it has now been certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, 27,295 restricted shares will vest on November 30, 2019; 26,570 restricted shares will vest on November 30, 2020; and 45,230 restricted shares will vest on November 30, 2021.

F2: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.