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GREEN DOT CORP — Director's Dealing 2017
Sep 21, 2017
32420_dirs_2017-09-21_bbdb6ead-40b0-4f7d-801d-8dfc8ac09ba6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2017-09-19
Reporting Person: Streit Steven W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-19 | Class A Common Stock | M | 2665 | $4.64 | Acquired | 217010 | Direct |
| 2017-09-19 | Class A Common Stock | S | 2665 | $48.7111 | Disposed | 214345 | Direct |
| 2017-09-20 | Class A Common Stock | M | 2665 | $4.64 | Acquired | 217010 | Direct |
| 2017-09-20 | Class A Common Stock | S | 2665 | $48.6372 | Disposed | 214345 | Direct |
| 2017-09-21 | Class A Common Stock | M | 2665 | $4.64 | Acquired | 217010 | Direct |
| 2017-09-21 | Class A Common Stock | S | 2665 | $48.3246 | Disposed | 214345 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-19 | Stock Option (right to buy Class A Common Stock) | $4.64 | M | 2665 | Disposed | 2018-02-15 | Class A Common Stock (2665) | Direct |
| 2017-09-20 | Stock Option (right to buy Class A Common Stock) | $4.64 | M | 2665 | Disposed | 2018-02-15 | Class A Common Stock (2665) | Direct |
| 2017-09-21 | Stock Option (right to buy Class A Common Stock) | $4.64 | M | 2665 | Disposed | 2018-02-15 | Class A Common Stock (2665) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3498355 | Indirect |
| Class A Common Stock | 25757 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.18 to $48.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.42 to $48.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.07 to $48.58 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F5: The reporting person is the trustee of the trust.