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GREEN DOT CORP — Director's Dealing 2016
Oct 4, 2016
32420_dirs_2016-10-04_8bc1b3b3-ffce-40e2-a397-af3fb1feb9ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2016-10-01
Reporting Person: Sgoutas Konstantinos (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-01 | Class A Common Stock | F | 5341 | $0.00 | Disposed | 58349 | Direct |
| 2016-10-03 | Class A Common Stock | M | 30288 | $0.00 | Acquired | 88637 | Direct |
| 2016-10-03 | Class A Common Stock | S | 30288 | $22.953 | Disposed | 58349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-03 | Stock Option (right to buy Class A Common Stock) | $16.13 | M | 20833 | Disposed | 2023-04-08 | Class A Common Stock (20833) | Direct |
| 2016-10-03 | Stock Option (right to buy Class A Common Stock) | $20.01 | M | 9455 | Disposed | 2019-11-12 | Class A Common Stock (9455) | Direct |
Footnotes
F1: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $23.06 per share, which represented the closing price of the issuer's Class A Common Stock on September 30, 2016, and does not represent a sale by the reporting person.
F2: Includes 1,547 shares acquired under the issuer's employee stock purchase plan on May 14, 2016.
F3: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.
F4: The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.8 to $23.055. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range.
F5: Options vest as to 1/4 of the shares on April 8, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.