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GREEN DOT CORP — Director's Dealing 2013
May 30, 2013
32420_dirs_2013-05-30_778f4a6f-6951-43b6-974f-f63b60c0f3fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2013-05-28
Reporting Person: Keatley John L (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-28 | Class A Common Stock | C | 35000 | $0.00 | Acquired | 96218 | Direct |
| 2013-05-28 | Class A Common Stock | S | 35000 | $18.29 | Disposed | 61218 | Direct |
| 2013-05-29 | Class A Common Stock | C | 40000 | $0.00 | Acquired | 101218 | Direct |
| 2013-05-29 | Class A Common Stock | S | 40000 | $18.28 | Disposed | 61218 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-28 | Stock Option (right to buy Class B Common Stock) | $4.64 | M | 35000 | Disposed | 2018-02-15 | Class B Common Stock (35000) | Direct |
| 2013-05-28 | Class B Common Stock | $ | M | 35000 | Acquired | Class A Common Stock (35000) | Direct | |
| 2013-05-28 | Class B Common Stock | $ | C | 35000 | Disposed | Class A Common Stock (35000) | Direct | |
| 2013-05-29 | Stock Option (right to buy Class B Common Stock) | $4.64 | M | 40000 | Disposed | 2018-02-15 | Class B Common Stock (40000) | Direct |
| 2013-05-29 | Class B Common Stock | $ | M | 40000 | Acquired | Class A Common Stock (40000) | Direct | |
| 2013-05-29 | Class B Common Stock | $ | C | 40000 | Disposed | Class A Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 6600 | Indirect |
Footnotes
F1: The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $18.25 to $18.38. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
F2: The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $18.19 to $18.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
F3: The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F4: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock, which Class A Common Stock has no exercisable date or expiration date.