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GREAT BOULDER RESOURCES LIMITED Major Shareholding Notification 2021

May 5, 2021

64967_rns_2021-05-05_7b84e4ac-1e89-4fbb-a696-703c8b08dba5.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme

GREAT BOULDER RESOURCES LIMITED

ACN/ARSN ACN 611 695 955

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder became a substantial holder on 04-May-2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4) Number of securities Persons' votes(5) Voting power(6)
Common Stock 34,676,641 34,676,641 12.52%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest(7) Class and number of securities
Credit Suisse Equities (Australia)
Limited(ACN 068 232 708)
Voting rights and right to dispose 34,676,641 Common Stock

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of
securities
Person entitled to be
registered as holder(8)
Class and number of
securities
Credit Suisse Equities
(Australia) Limited (ACN 068
232 708)
CS Fourth Nominees Pty
Limited (ACN 069 126 432)
Credit Suisse Equities
(Australia) Limited
34,676,641 Common Stock

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

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Holder of relevant Class and number of
interest Date of acquisition Consideration (9) securities
Cash Non-cash
Credit Suisse Equities
18-Jan-21 2,750.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities 20-Jan-21 1,750.0 AUD 35,000 Common Stock
(Australia) Limited
Credit Suisse Equities 20-Jan-21 2,950.0 AUD -50,000 Common Stock
(Australia) Limited
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Credit Suisse Equities 25-Jan-21 1,715.0 AUD -35,000 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 24,500.37 AUD 433,627 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 34,405.95 AUD 560,935 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 81,129.34 AUD 1,353,259 Common
(Australia) Limited Stock
Credit Suisse Equities 26-Feb-21 9,067.73 AUD 188,911 Common Stock
(Australia) Limited
Credit Suisse Equities
1-Mar-21 1,410.15 AUD 30,003 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Mar-21 77,899.32 AUD -1,321,259 Common
(Australia) Limited Stock
Credit Suisse Equities 1-Mar-21 33,106.94 AUD -550,435 Common Stock
(Australia) Limited
Credit Suisse Equities
1-Mar-21 23,429.14 AUD -392,360 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 5,686.32 AUD 142,158 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 2,390.88 AUD 59,651 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 514.50 AUD -10,500 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 1,225.0 AUD -25,000 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 3,174.80 AUD -63,496 Common Stock
(Australia) Limited
Credit Suisse Equities
3-Mar-21 750.0 AUD -15,000 Common Stock
(Australia) Limited
Credit Suisse Equities 3-Mar-21 6,029.84 AUD -123,058 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 2,495.71 AUD -59,651 Common Stock
(Australia) Limited
Credit Suisse Equities
4-Mar-21 3,127.33 AUD -73,627 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 836.0 AUD 22,000 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 2,589.51 AUD 68,145 Common Stock
(Australia) Limited
Credit Suisse Equities
9-Mar-21 5,259.85 AUD -142,158 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Mar-21 880.0 AUD -22,000 Common Stock
(Australia) Limited
Credit Suisse Equities 10-Mar-21 2,715.89 AUD 70,379 Common Stock
(Australia) Limited
Credit Suisse Equities 10-Mar-21 1,100.0 AUD 25,000 Common Stock
(Australia) Limited
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Credit Suisse Equities 12-Mar-21 1,050.0 AUD -25,000 Common Stock
(Australia) Limited
Credit Suisse Equities 12-Mar-21 682.03 AUD -16,839 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Mar-21 95.12 AUD 2,378 Common Stock
(Australia) Limited
Credit Suisse Equities 22-Mar-21 1,509.83 AUD 43,138 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Mar-21 1,725.52 AUD -43,138 Common Stock
(Australia) Limited
Credit Suisse Equities 2,588,122 Common
24-Mar-21 90,584.27 AUD
(Australia) Limited Stock
Credit Suisse Equities 26-Mar-21 57,172.39 AUD -1,588,122 Common
(Australia) Limited Stock
Credit Suisse Equities 26-Mar-21 4,679.61 AUD -133,703 Common Stock
(Australia) Limited
Credit Suisse Equities
1-Apr-21 3,387.41 AUD 96,783 Common Stock
(Australia) Limited
Credit Suisse Equities
12-Apr-21 2,962.86 AUD -87,143 Common Stock
(Australia) Limited
Credit Suisse Equities
13-Apr-21 1,590.98 AUD 44,194 Common Stock
(Australia) Limited
Credit Suisse Equities 14-Apr-21 832.35 AUD 22,496 Common Stock
(Australia) Limited
Credit Suisse Equities
15-Apr-21 1,959.96 AUD 49,999 Common Stock
(Australia) Limited
Credit Suisse Equities
19-Apr-21 1,989.96 AUD -49,999 Common Stock
(Australia) Limited
Credit Suisse Equities
19-Apr-21 2,667.60 AUD -66,690 Common Stock
(Australia) Limited
Credit Suisse Equities 22-Apr-21 356.68 AUD -9,640 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Apr-21 2,000.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Apr-21 2,250.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Apr-21 2,050.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Apr-21 6,611.03 AUD 158,221 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Apr-21 1,734.0 AUD 42,000 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Apr-21 2,080.18 AUD 50,736 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Apr-21 8,200.0 AUD 200,000 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Apr-21 8,400.0 AUD 200,000 Common Stock
(Australia) Limited
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Credit Suisse Equities 1,040,000 Common
(Australia) Limited 23-Apr-21 43,625.0 AUD Stock
Credit Suisse Equities
23-Apr-21 4,100.0 AUD 100,000 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Apr-21 4,100.0 AUD 100,000 Common Stock
(Australia) Limited
Credit Suisse Equities
26-Apr-21 1,974.76 AUD 49,369 Common Stock
(Australia) Limited
Credit Suisse Equities 26-Apr-21 166.91 AUD 3,974 Common Stock
(Australia) Limited
Credit Suisse Equities
26-Apr-21 4,410.0 AUD 110,000 Common Stock
(Australia) Limited
Credit Suisse Equities
27-Apr-21 2,690.54 AUD -65,842 Common Stock
(Australia) Limited
Credit Suisse Equities
27-Apr-21 2,200.0 AUD -50,000 Common Stock
(Australia) Limited
Credit Suisse Equities
27-Apr-21 1,275.0 AUD -30,000 Common Stock
(Australia) Limited
Credit Suisse Equities
27-Apr-21 11,700.0 AUD -300,000 Common Stock
(Australia) Limited
Credit Suisse Equities
27-Apr-21 10,029.44 AUD -250,736 Common Stock
(Australia) Limited
Credit Suisse Equities
27-Apr-21 6,875.0 AUD -175,000 Common Stock
(Australia) Limited
Credit Suisse Equities
27-Apr-21 17,331.60 AUD 375,670 Common Stock
(Australia) Limited
Credit Suisse Equities
27-Apr-21 2,310.0 AUD 45,000 Common Stock
(Australia) Limited
Credit Suisse Equities
27-Apr-21 6,085.0 AUD 120,000 Common Stock
(Australia) Limited
Credit Suisse Equities
28-Apr-21 10,261.84 AUD -251,747 Common Stock
(Australia) Limited
Credit Suisse Equities
28-Apr-21 8,800.0 AUD -200,000 Common Stock
(Australia) Limited
Credit Suisse Equities
28-Apr-21 2,122.87 AUD -49,369 Common Stock
(Australia) Limited
Credit Suisse Equities 28-Apr-21 615.0 AUD -15,000 Common Stock
(Australia) Limited
Credit Suisse Equities
28-Apr-21 49,080.0 AUD 905,000 Common Stock
(Australia) Limited
Credit Suisse Equities
28-Apr-21 9,838.96 AUD 178,411 Common Stock
(Australia) Limited
Credit Suisse Equities
28-Apr-21 14,141.57 AUD 273,490 Common Stock
(Australia) Limited
Credit Suisse Equities
29-Apr-21 2,602.12 AUD -51,022 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Apr-21 800.0 AUD -15,000 Common Stock
(Australia) Limited
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Credit Suisse Equities
29-Apr-21 41,455.0 AUD -935,000 Common Stock
(Australia) Limited
Credit Suisse Equities
29-Apr-21 1,882.66 AUD 39,113 Common Stock
(Australia) Limited
Credit Suisse Equities
29-Apr-21 2,344.0 AUD 47,000 Common Stock
(Australia) Limited
Credit Suisse Equities
30-Apr-21 18,833.99 AUD -334,269 Common Stock
(Australia) Limited
Credit Suisse Equities
30-Apr-21 46,392.28 AUD -863,445 Common Stock
(Australia) Limited
Credit Suisse Equities
30-Apr-21 10,898.18 AUD -198,411 Common Stock
(Australia) Limited
Credit Suisse Equities
30-Apr-21 6,083.41 AUD 132,248 Common Stock
(Australia) Limited
Credit Suisse Equities
3-May-21 10,490.64 AUD -213,555 Common Stock
(Australia) Limited
Credit Suisse Equities
3-May-21 6,261.48 AUD -124,979 Common Stock
(Australia) Limited
Credit Suisse Equities
3-May-21 9,616.72 AUD 209,309 Common Stock
(Australia) Limited
Credit Suisse Equities
3-May-21 22,089.94 AUD 466,457 Common Stock
(Australia) Limited
Credit Suisse Equities 4-May-21 235.0 AUD -5,000 Common Stock
(Australia) Limited
Credit Suisse Equities 4-May-21 940.0 AUD -20,000 Common Stock
(Australia) Limited
Credit Suisse Equities 1,100,034 Common
(Australia) Limited 4-May-21 92,525.41 AUD Stock
Credit Suisse Equities 8,847,657 Common
(Australia) Limited 4-May-21 713,363.21 AUD Stock
Credit Suisse Equities
4-May-21 7,700.0 AUD 100,000 Common Stock
(Australia) Limited
Credit Suisse Equities 22,670,473 Common
(Australia) Limited 4-May-21 1,845,937.88 AUD Stock
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6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN(if applicable) Nature of association
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Related Body Corporate

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7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited
(ACN 008 496 713)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited
(ACN 069 126 432)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia

Signature

print name
sign here
Winston Loke
capacity
Authorised Signatory
date
6-May-2021

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