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GRAHAM CORP — Director's Dealing 2023
May 24, 2023
32710_dirs_2023-05-24_f9d03a0a-7840-44c3-9076-49097d5abf0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2023-05-23
Reporting Person: Malone Matthew (VP & GM of Barber-Nichols)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-23 | Common Stock | M | 3052 | — | Acquired | 41602 | Direct |
| 2023-05-23 | Common Stock | F | 1037 | $11.78 | Disposed | 40565 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-23 | Restricted Stock Units | $0 | M | 3052 | Disposed | Common Stock (3052) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (7123) | 7123 | Direct |
Footnotes
F1: These restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025.
F4: One-third of these restricted stock units will vest on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.