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GRAHAM CORP — Director's Dealing 2021
Jun 2, 2021
32710_dirs_2021-06-02_9934c3e5-1980-4ccd-94a2-7eefcca16468.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2021-06-01
Reporting Person: Malone Matthew (VP & GM of Barber-Nichols)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Common Stock | A | 26304 | — | Acquired | 26304 | Direct |
| 2021-06-01 | Common Stock | A | 4082 | — | Acquired | 30386 | Direct |
| 2021-06-01 | Common Stock | A | 8164 | — | Acquired | 38550 | Direct |
Footnotes
F1: Mr. Malone acquired these shares, with a per share value of $14.69, in connection with the registrant's acquisition of Barber-Nichols, LLC on June 1, 2021.
F2: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
F3: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.