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GRAHAM CORP — Director's Dealing 2021
Jun 2, 2021
32710_dirs_2021-06-02_1dc540fd-d82a-41d7-b5fb-bf85d9c100e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2021-03-31
Reporting Person: Glajch Jeffrey (VP-Finance; CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-31 | Common Stock | D | 2675 | — | Disposed | 54673 | Direct |
| 2021-03-31 | Common Stock | D | 3538 | — | Disposed | 51135 | Direct |
| 2021-06-01 | Common Stock | A | 5466 | — | Acquired | 56601 | Direct |
| 2021-06-01 | Common Stock | A | 10932 | — | Acquired | 67533 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $18.65 | 2022-05-30 | Common Stock (7141) | 7141 | Direct |
Footnotes
F1: Shares forfeited under the terms of Mr. Glajch's May 30, 2018 performance-vested restricted stock award.
F2: Shares forfeited under the terms of Mr. Glajch's May 29, 2019 performance-vested restricted stock award.
F3: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
F4: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.