GRAHAM CORP — Director's Dealing 2021

Jun 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2021-03-31

Reporting Person: Condame Jennifer R (CAO and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-31	Common Stock	D	1170	—	Disposed	26643	Direct
2021-03-31	Common Stock	D	1548	—	Disposed	25095	Direct
2021-05-29	Common Stock	F	180	$14.69	Disposed	24915	Direct
2021-05-30	Common Stock	F	136	$14.69	Disposed	24779	Direct
2021-06-01	Common Stock	A	2124	—	Acquired	26903	Direct
2021-06-01	Common Stock	A	4248	—	Acquired	31151	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$18.65	2022-05-30	Common Stock (3127)	3127	Direct

Footnotes

F1: Shares forfeited under the terms of Ms. Condame's May 30, 2018 performance-vested restricted stock award.

F2: Shares forfeited under the terms of Ms. Condame's May 29, 2019 performance-vested restricted stock award.

F3: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

F4: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.

F5: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.