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GRAHAM CORP Director's Dealing 2020

Jun 1, 2020

32710_dirs_2020-06-01_61237d47-2881-4d8e-9928-0e20ed70c817.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2020-05-29

Reporting Person: Smith Alan E (VP & General Manager - Batavia)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-29 Common Stock F 526 $11.44 Disposed 34582 Direct
2020-05-30 Common Stock F 398 $11.44 Disposed 34184 Direct
2020-05-31 Common Stock F 480 $11.44 Disposed 33704 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $18.65 2022-05-30 Common Stock (6059) 6059 Direct

Footnotes

F1: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.