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GRAHAM CORP Director's Dealing 2017

Mar 7, 2017

32710_dirs_2017-03-07_7969d9ad-0a6b-4734-9f1c-ecfb67ba110e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2017-03-06

Reporting Person: Smith Alan E (VP & General Manager - Batavia)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-06 Common Stock S 510 $22.9042 Disposed 31308 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $30.875 2018-05-29 Common Stock (1114) 1114 Direct
Stock Option (Right to Buy) $15.22 2019-05-28 Common Stock (3571) 3571 Direct
Stock Option (Right to Buy) $15.25 2020-05-20 Common Stock (3118) 3118 Direct
Stock Option (Right to Buy) $18.65 2022-05-30 Common Stock (6059) 6059 Direct

Footnotes

F1: This option was previously reported by Mr. Smith.