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GOLUB CAPITAL BDC, Inc. — Director's Dealing 2020
Sep 17, 2020
31230_dirs_2020-09-17_5375aa4c-98ab-4bbb-a5b8-807727e9e730.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GOLUB CAPITAL BDC, Inc. (GBDC)
CIK: 0001476765
Period of Report: 2020-09-15
Reporting Person: Golub Lawrence E (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-15 | Common Stock, par value $0.001 per share | P | 5000 | $13.2757 | Acquired | 1749890.062 | Indirect |
| 2020-09-16 | Common Stock, par value $0.001 per share | P | 5000 | $13.4342 | Acquired | 1754890.062 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 2956200.061 | Indirect |
| Common Stock, par value $0.001 per share | 1278389.124 | Indirect |
| Common Stock, par value $0.001 per share | 4544626.763 | Indirect |
Footnotes
F1: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity.
F2: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.
F3: Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity.
F4: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.