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GoHealth, Inc. — Director's Dealing 2021
Jun 22, 2021
33985_dirs_2021-06-21_9e569bd2-738e-4d3f-a667-f976e57e34c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GoHealth, Inc. (GOCO)
CIK: 0001808220
Period of Report: 2021-06-16
Reporting Person: Cruz Shane E. (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-16 | Class A Common Stock | C | 62500 | — | Acquired | 155343 | Direct |
| 2021-06-16 | Class A Common Stock | S | 62500 | $11.2406 | Disposed | 92843 | Direct |
| 2021-06-16 | Class B Common Stock | C | 62500 | — | Acquired | 62500 | Direct |
| 2021-06-16 | Class B Common Stock | J | 62500 | — | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-16 | Blizzard Management Feeder LLC Interests | $ | C | 62500 | Disposed | LLC Interests (62500.0) | Direct | |
| 2021-06-16 | LLC Interests | $ | C | 62500 | Acquired | Class A Common Stock (62500.0) | Direct | |
| 2021-06-16 | LLC Interests | $ | C | 62500 | Disposed | Class A Common Stock (62500.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Blizzard Management Feeder LLC Interests | $ | Class A Common Stock (989643.0) | 989643 | Indirect |
Footnotes
F1: Each LLC Interest may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-for-1 basis. Upon the redemption of any LLC Interests, a number of Class B Shares equal to the number of LLC Interests that are redeemed will be cancelled by the Issuer for no consideration
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.09 to $11.52. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this section.
F4: Blizzard Management Feeder Interests ("Feeder Interests") are convertible at the option of the holder for LLC Interests (and a corresponding number of Class B Shares) on a 1-for-1 basis, which will be subsequently redeemed for an equal number of shares of Class A Common Stock.
F5: Following the transactions reported herein, 1,243,623 of the Feeder Interests are currently vested. The remaining Feeder Interests will vest in four equal annual installments beginning on September 13, 2021 and have no expiration date.
F6: The Feeder Interests are fully vested and currently exercisable.