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Global Water Resources, Inc. — Director's Dealing 2021
Mar 2, 2021
33389_dirs_2021-03-01_e14bd1e9-0cac-409d-b2d6-493afddc944c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2021-02-26
Reporting Person: COY DEBRA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | P | 23.516 | $17.20 | Acquired | 16642.218 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-26 | Deferred Phantom Unit | $ | A | 3 | Acquired | Common Stock (3.0) | Direct |
Footnotes
F1: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.
F2: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").
F3: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.