Global Water Resources, Inc. — Director's Dealing 2021

Jul 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2021-06-30

Reporting Person: Krygier Christopher D (Chief Strategy Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-30	Common Stock	M	118	—	Acquired	27890	Direct
2021-06-30	Common Stock	D	118	$16.73	Disposed	27772	Direct
2021-06-30	Common Stock	P	3.693	$16.91	Acquired	2569.463	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-30	Restricted Stock Units	$	A	1	Acquired		Common Stock (1.0)	Direct
2021-06-30	Restricted Stock Units	$	M	118	Disposed		Common Stock (118.0)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021.

F3: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

F4: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5: The RSUs are exercisable at time of vesting and do not have a set expiration date.