Global Water Resources, Inc. — Director's Dealing 2021

Oct 2, 2021

SEC Form 4/A — Form 4/A

Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2021-08-13

Reporting Person: Fleming Ronnie L (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-13	Common Stock	M	30000	$9.40	Acquired	116509	Direct
2021-08-13	Common Stock	F	20723	$20.43	Disposed	95786	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-13	Stock Option (Right to Buy)	$9.4	M	30000	Disposed	2027-08-10	Common Stock (30000.0)	Direct

Footnotes

F1: Amended to include 6,920 shares withheld to satisfy tax withholding obligation.

F2: Includes 27,040 shares of restricted stock which will vest on May 8, 2022.

F3: The reporting person was originally granted 125,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021.