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Glimpse Group, Inc. — Major Shareholding Notification 2021
Aug 26, 2021
34791_mrq_2021-08-26_626e8eb9-e6fe-4ec4-8cf8-2424406d7fa8.zip
Major Shareholding Notification
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SC 13G/A 1 formsc13ga.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
(Amendment No. 02)
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
| THE
GLIMPSE GROUP, INC. |
| --- |
| (Name
of Issuer) |
| Common
Stock, $.001 par value |
| --- |
| (Title
of Class of Securities) |
| 37892C
106 |
| --- |
| (CUSIP
Number) |
| August
12, 2021 |
| --- |
| (Date
of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| [ ] | Rule
13d-1(b) |
| --- | --- |
| [X] | Rule
13d-1(c) |
| [ ] | Rule
13d-1(d) |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes ).
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CUSIP No. 37892C 106
| 1 | NAME
OF REPORTING PERSON | |
| --- | --- | --- |
| | Braden
Ferrari | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a)
[ ] |
| | | (b)
[ ] |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION | |
| | United
States | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE
VOTING POWER |
| --- | --- |
| | 11,292 |
| 6 | SHARED
VOTING POWER |
| | 686,039
(1) |
| 7 | SOLE
DISPOSITIVE POWER |
| | 11,292 |
| 8 | SHARED
DISPOSITIVE POWER |
| | 686,039
(1) |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| --- | --- | --- |
| | 697,331 | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| | 7.10%
(2) | |
| 12 | TYPE
OF REPORTING PERSON | |
| | IN | |
| (1) | These
shares are owned by Gilded Conquest LLC which is an entity managed by Mr. Ferrari. |
| --- | --- |
| (2) | This
percentage is calculated based on 9,815,935 shares of the Issuer’s common stock outstanding,
as set forth in the Issuer’s registration statement on Form S-1 as filed with the Securities
and Exchange Commission on April 6, 2021 which became effective on June 30, 2021. |
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CUSIP No. 37892C 106
| 1 | NAME
OF REPORTING PERSON | |
| --- | --- | --- |
| | Gilded
Conquest LLC | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] |
| | | (b)
[ ] |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION | |
| | New
Hampshire | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE
VOTING POWER |
| --- | --- |
| | 0 |
| 6 | SHARED
VOTING POWER |
| | 686,039 |
| 7 | SOLE
DISPOSITIVE POWER |
| | 0 |
| 8 | SHARED
DISPOSITIVE POWER |
| | 686,039 |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| --- | --- | --- |
| | 686,039 | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| | 6.99%(1) | |
| 12 | TYPE
OF REPORTING PERSON | |
| | CO | |
(1) This percentage is calculated based on 9,815,935 shares of the Issuer’s common stock outstanding, as set forth in the Issuer’s registration statement on Form S-1 as filed with the Securities and Exchange Commission on April 6, 2021 which became effective on June 30, 2021.
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CUSIP No. 37892C 106
Explanatory Note
This Amendment No. 2 reflects changes to the number of shares solely owned by the Reporting Person noted owns the joint ownership noted in Schedule 13G filed by the Reporting Persons on July 14, 2021 (the “Original Filing”) and in Schedule 13G/A also filed by the Reporting Persons on July 21, 2021 (“Amendment No. 1”). In particular, the number of shares owned by a Reporting Person has subsequently increased since filing Amendment No. 1. Other than the changes to the appropriate number of shares owned by a Reporting Person, this Amendment No. 2 is identical to the Original Filing and Amendment No. 1.
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CUSIP No. 37892C 106
Item 1(a). Name of Issuer:
THE GLIMPSE GROUP, INC., a Nevada corporation.
Item 1(b). Address of Issuer’s Principal Executive Offices:
15 WEST 38TH ST, 9TH FLOOR, NEW YORK, NY, 10018
Item 2(a). Name of Person Filing This Schedule 13G is being jointly filed by Braden Ferrari (“Ferrari”) and Gilded Conquest LLC (“Gilded”) (an entity managed by Braden Ferrari) each of the foregoing is referred to as a “Reporting Person” and collectively as the “Reporting Persons.”
Item 2(b). Address of Principal Business Office or, if None, Residence Braden Ferrari c/o Gilded Conquest LLC 199 Lincoln Avenue, Portsmouth, NH 03801
Item 2(c). Citizenship
Braden Ferrari: United States
Gilded Conquest LLC: New Hampshire
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CUSIP No. 37892C 106
Item 2(d). Title of Class of Securities:
Common Stock, $.001 par value.
Item 2(e). CUSIP Number:
37892C 106
ITEM 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
| | /x/ | Not
applicable. |
| --- | --- | --- |
| (a) | /
/ | Broker
or dealer registered under Section 15 of the Exchange Act. |
| (b) | /
/ | Bank
as defined in Section 3(a)(6) of the Exchange Act. |
| (c) | /
/ | Insurance
company as defined in Section 3(a)(19) of the Exchange Act. |
| (d) | /
/ | Investment
company registered under Section 8 of the Investment Company Act. |
| (e) | /
/ | An
investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
| (f) | /
/ | An
employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). |
| (g) | /
/ | A
parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). |
| (h) | /
/ | A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
| (i) | /
/ | A
church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. |
| --- | --- | --- |
| (j) | /
/ | A
non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). |
| (k) | /
/ | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| | | If
filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ |
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CUSIP No. 37892C 106
ITEM 4. Ownership
Reporting Person has effected the following transactions in the Shares over the last 60 days:
| Date — 8/12/2021 | Buy | 100 | Price — $ 8.91 |
|---|---|---|---|
| 8/12/2021 | Buy | 100 | $ 8.91 |
| 8/12/2021 | Buy | 100 | $ 8.91 |
| 8/12/2021 | Buy | 100 | $ 8.91 |
| 8/12/2021 | Buy | 100 | $ 8.99 |
| 8/12/2021 | Buy | 76 | $ 8.98 |
| 8/12/2021 | Buy | 100 | $ 8.98 |
| 8/12/2021 | Buy | 24 | $ 8.98 |
| 8/12/2021 | Buy | 100 | $ 8.95 |
| 8/12/2021 | Buy | 200 | $ 9.04 |
| 8/12/2021 | Buy | 1000 | $ 8.99 |
| 8/12/2021 | Buy | 110 | $ 9.00 |
| 8/12/2021 | Buy | 390 | $ 9.00 |
| 8/12/2021 | Buy | 5 | $ 9.02 |
| 8/12/2021 | Buy | 705 | $ 9.01 |
| 8/12/2021 | Buy | 295 | $ 9.01 |
| 8/12/2021 | Buy | 600 | $ 9.02 |
| 8/12/2021 | Buy | 395 | $ 9.02 |
| 8/12/2021 | Buy | 500 | $ 9.02 |
| 8/12/2021 | Buy | 350 | $ 9.02 |
| 8/12/2021 | Buy | 150 | $ 9.02 |
| 8/12/2021 | Buy | 500 | $ 9.14 |
(a) Amount beneficially owned:
697,331. Except with respect to 1,000,000 shares of Common Stock issued to Gilded as founder shares, of which 395,616 shares were subsequently transferred, all other shares were purchased with the Reporting Persons’ personal funds or working capital.
(b) Percent of class:
Based upon 9,815,935 shares of the Issuer’s common stock outstanding, as set forth in the Issuer’s registration statement on Form S-1 as filed with the Securities and Exchange Commission on April 06, 2021 which became effective on June 30, 2021, the shares of the Issuer’s Common Stock beneficially owned by the Reporting Persons constitutes approximately 7.10% of the Common Stock of the Issuer as calculated in accordance with Rule 13d-3(d)(1).
(c) Number of shares as to which such person has:
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CUSIP No. 37892C 106
(i) Sole power to vote or to direct the vote
11,292
(ii) Shared power to vote or to direct the vote
686,039
(iii) Sole power to dispose or to direct the disposition of
11,292
(iv) Shared power to dispose or to direct the disposition of
686,039
ITEM 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.
The shares are beneficially owned by Gilded on behalf of Ferrari.
ITEM 7. Identification and Classification of the Subsidiary That Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable.
ITEM 8. Identification and Classification of Members of the Group.
Not Applicable.
ITEM 9. Notice of Dissolution of Group.
Not Applicable.
ITEM 10. Certifications.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
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SIGNATURE
After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: August 26, 2021
| By: | /s/
Braden Ferrari |
| --- | --- |
| | Braden
Ferrari |
| Gilded
Conquest LLC | |
| By: | /s/
Braden Ferrari |
| | Braden
Ferrari |
| | Manager |
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EXHIBIT INDEX
Exhibit 99.1 * Joint Filing Agreement
- Previously filed
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