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GlaxoSmithKline PLC Director's Dealing 2018

Mar 2, 2018

5262_dirs_2018-03-02_56686296-5806-47ba-b189-2add9ab3fcae.html

Director's Dealing

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RNS Number : 5667G

GlaxoSmithKline PLC

02 March 2018

GlaxoSmithKline plc (the 'Company')

Conditional Share Awards

On 1 March 2018, the Company granted awards to the Executive Directors and Persons Discharging Managerial Responsibilities (PDMRs) listed below. The awards have been granted in accordance with the rules of the GlaxoSmithKline 2017 Deferred Annual Bonus Plan (DABP) which was approved by shareholders on 4 May 2017.

Executive Directors are required to defer 50% of any bonus earned into Ordinary Shares or ADSs for a period of three years. Other participants are required to defer 25% of any bonus earned into Ordinary Shares or ADSs for the same period. 

With effect from 2018, DABP Matching Awards are no longer granted.   

The awards of deferred shares (Deferred Bonus Awards) have been granted as conditional awards over ADSs for US participants and as nil-cost options over Ordinary Shares for all other participants.

The numbers of shares shown below are exclusive of dividend reinvestment that will accrue during the deferral period.

Transaction notification

1. Details of PDMR/person closely associated with them ('PCA')
a) Name Ms E Walmsley
b) Position/status Chief Executive Officer
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')

ISIN: GB0009252882
b) Nature of the transaction Deferred Bonus Award of Ordinary Shares (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
£13.072 58,889
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Mr R Connor
b) Position/status President, Global Manufacturing & Supply
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')

ISIN: GB0009252882
b) Nature of the transaction Deferred Bonus Award of Ordinary Shares (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
£13.072 12,476
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Mr L Debruyne
b) Position/status President, Global Vaccines
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')

ISIN: GB0009252882
b) Nature of the transaction Deferred Bonus Award of Ordinary Shares (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
£13.072 18,687
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Mr S Dingemans
b) Position/status Chief Financial Officer
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')

ISIN: GB0009252882
b) Nature of the transaction Deferred Bonus Award of Ordinary Shares (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
£13.072 41,674
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Mr N Hirons
b) Position/status SVP, Global Ethics and Compliance
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')

ISIN: GB0009252882
b) Nature of the transaction Deferred Bonus Award of Ordinary Shares (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
£13.072 6,543
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Mr L Miels
b) Position/status President, Global Pharmaceuticals
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')

ISIN: GB0009252882
b) Nature of the transaction Deferred Bonus Award of Ordinary Shares (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
£13.072 11,848
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Mr B McNamara
b) Position/status CEO, GSK Consumer Healthcare
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument American Depositary Shares ('ADSs')

ISIN: US37733W1053
b) Nature of the transaction Deferred Bonus Award of ADSs (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
$36.31 6,320
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Mr D Redfern
b) Position/status Chief Strategy Officer
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')

ISIN: GB0009252882
b) Nature of the transaction Deferred Bonus Award of Ordinary Shares (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
£13.072 12,110
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Ms C Thomas
b) Position/status SVP, Human Resources
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')

ISIN: GB0009252882
b) Nature of the transaction Deferred Bonus Award of Ordinary Shares (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
£ 13.072 13,163
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Mr P Thomson
b) Position/status President, Global Affairs
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')

ISIN: GB0009252882
b) Nature of the transaction Deferred Bonus Award of Ordinary Shares (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
£13.072 8,193
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Ms K Terrell
b) Position/status Chief Digital & Technology Officer
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument American Depositary Shares ('ADSs')

ISIN: US37733W1053
b) Nature of the transaction Deferred Bonus Award of ADSs (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
$36.31 2,137
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Mr D Troy
b) Position/status SVP & General Counsel
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument American Depositary Shares ('ADSs')

ISIN: US37733W1053
b) Nature of the transaction Deferred Bonus Award of ADSs (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
$36.31 7,349
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a
1. Details of PDMR/person closely associated with them ('PCA')
a) Name Dr P Vallance
b) Position/status Outgoing President, R&D
c) Initial notification/

amendment
Initial Notification
2. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
a) Description of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')

ISIN: GB0009252882
b) Nature of the transaction Deferred Bonus Award of Ordinary Shares (under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan).
c) Price(s) and volume(s) Price(s) Volume(s)
£13.072 43,111
d) Aggregated information n/a (single transaction)
Aggregated volume Price
e) Date of the transaction 2018-03-01
f) Place of the transaction n/a

This information is provided by RNS

The company news service from the London Stock Exchange

END

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