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General Motors Co Director's Dealing 2020

Nov 25, 2020

29983_dirs_2020-11-25_914ffa54-13a6-41b2-9ebe-1a03c98c37ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2020-11-23

Reporting Person: Hatto Christopher (Vice President & CAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-23 Common Stock M 35922 $31.32 Acquired 45962 Direct
2020-11-23 Common Stock S 35922 $45 Disposed 10040 Direct
2020-11-23 Common Stock M 16627 $34.34 Acquired 26667 Direct
2020-11-23 Common Stock S 16627 $45 Disposed 10040 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-23 Employee Stock Option (Right to Buy) $31.32 M 35922 Disposed 2025-07-28 Common Stock (35922.0) Direct
2020-11-23 Employee Stock Option (Right to Buy) $34.34 M 16627 Disposed 2027-06-07 Common Stock (16627.0) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

F3: Due to an administrative error, the Reporting Person's Form 3 included 23,948 options that had been exercised prior to the Reporting Person becoming a Section 16 officer.

F4: These stock options were granted on June 7, 2017, and vested in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020.