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General Motors Co — Director's Dealing 2020
Nov 25, 2020
29983_dirs_2020-11-25_914ffa54-13a6-41b2-9ebe-1a03c98c37ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2020-11-23
Reporting Person: Hatto Christopher (Vice President & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-23 | Common Stock | M | 35922 | $31.32 | Acquired | 45962 | Direct |
| 2020-11-23 | Common Stock | S | 35922 | $45 | Disposed | 10040 | Direct |
| 2020-11-23 | Common Stock | M | 16627 | $34.34 | Acquired | 26667 | Direct |
| 2020-11-23 | Common Stock | S | 16627 | $45 | Disposed | 10040 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-23 | Employee Stock Option (Right to Buy) | $31.32 | M | 35922 | Disposed | 2025-07-28 | Common Stock (35922.0) | Direct |
| 2020-11-23 | Employee Stock Option (Right to Buy) | $34.34 | M | 16627 | Disposed | 2027-06-07 | Common Stock (16627.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.
F3: Due to an administrative error, the Reporting Person's Form 3 included 23,948 options that had been exercised prior to the Reporting Person becoming a Section 16 officer.
F4: These stock options were granted on June 7, 2017, and vested in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020.