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General Motors Co — Director's Dealing 2012
Dec 17, 2012
29983_dirs_2012-12-17_c1cf847f-57e4-4458-95bc-1aa40b529c67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2012-12-14
Reporting Person: FERGUSON ROBERT E (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-14 | Common Stock | A | 9701 | — | Acquired | 35351 | Direct |
| 2012-12-14 | Common Stock | F | 3099 | $24.76 | Disposed | 32252 | Direct |
| 2012-12-14 | Common Stock | A | 19063 | — | Acquired | 51315 | Direct |
| 2012-12-14 | Common Stock | F | 3686 | $24.76 | Disposed | 47629 | Direct |
| 2012-12-14 | Common Stock | A | 26858 | — | Acquired | 74487 | Direct |
| 2012-12-14 | Common Stock | F | 11267 | $24.76 | Disposed | 63220 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-14 | Restricted Stock Units | $0 | D | 9701 | Disposed | Common Stock (9701) | Direct | |
| 2012-12-14 | Restricted Stock Units | $0 | D | 19063 | Disposed | Common Stock (19063) | Direct |
Footnotes
F1: The Common Stock reported in this item was granted under the Company's 2009 Long-Term Incentive Plan on December 14, 2012 upon the cancellation of the Restricted Stock Units ("RSUs") granted to the employee on February 10, 2011. These shares were fully vested upon grant but will be subject to restrictions on sale until February 10, 2014.
F2: The Common Stock reported in this item was granted under the Company's 2009 Long-Term Incentive Plan on December 14, 2012 upon the cancellation of the RSUs granted to the employee on March 15, 2012. These shares were fully vested upon grant but two-thirds of the shares are subject to restrictions on sale until March 15, 2014, and the remaining one-third of the shares are subject to restrictions on sale until March 15, 2015.
F3: The Common Stock reported in this item was granted under the Company's 2009 Long-Term Incentive Plan on December 14, 2012. These shares were fully vested upon grant but two-thirds of the shares are subject to restrictions on sale until March 15, 2015, and the remaining one-third of the shares are subject to restrictions on sale until March 15, 2016.
F4: The RSUs reported in this item were cancelled upon the issuance of the Common Stock reported above. The RSUs did not have an expiration or exercise date or a conversion or exercise price.