GENELUX Corp — Director's Dealing 2023

Jan 26, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GENELUX CORP (GNLX)
CIK: 0001231457
Period of Report: 2023-01-25

Reporting Person: Szalay Aladar (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	32167	Direct
Common Stock	1758760	Indirect
Common Stock	1589577	Indirect
Common Stock	50000	Indirect
Common Stock	169494	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock	$		Common Stock (500000)		Indirect
Series A Preferred Stock	$		Common Stock (500000)		Indirect

Footnotes

F1: Shares held by The Szalay 2009 Irrevocable Trust.

F2: Shares held by The Szalay 2010 Retained Annuity Trust.

F3: Shares held by The Szalay Children's Trust.

F4: The Series A Preferred Stock will automatically convert into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock immediately upon the closing of the Issuer's initial public offering. The Preferred Stock has no expiration date.