GENCOR INDUSTRIES INC — Director's Dealing 2018

Mar 9, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENCOR INDUSTRIES INC (GENC)
CIK: 0000064472
Period of Report: 2018-03-07

Reporting Person: Mellen Eric E (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-07	Common Stock	S	5000	$16.79	Disposed	5500	Direct
2018-03-07	Common Stock	S	4000	$16.76	Disposed	1500	Direct
2018-03-08	Common Stock	S	500	$17.25	Disposed	1000	Direct
2018-03-09	Common Stock	M	7500	$4.77	Acquired	8500	Direct
2018-03-09	Common Stock	G	1000	$17.2	Disposed	7500	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-09	Stock Options (right to buy)	$4.77	M	7500	Disposed	2021-10-01	Common Stock (7500)	Direct

Footnotes

F1: The options exercised were granted on May 28, 2012 and vested in equal annual installments: May 28, 2013, May 28, 2014, and May 28, 2015.