GENCOR INDUSTRIES INC — Director's Dealing 2018

Jun 19, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENCOR INDUSTRIES INC (GENC)
CIK: 0000064472
Period of Report: 2018-06-12

Reporting Person: LYONS JEANNE M (Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-12	Common Stock	M	3000	$5.126	Acquired	3000	Direct
2018-06-13	Common Stock	S	1197	$15.8	Disposed	1803	Direct
2018-06-13	Common Stock	S	1803	$15.7	Disposed	0	Direct
2018-06-14	Common Stock	M	4000	$5.126	Acquired	4000	Direct
2018-06-15	Common Stock	S	400	$15.51	Disposed	3600	Direct
2018-06-15	Common Stock	S	2600	$15.53	Disposed	1000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-12	Stock Options (right to buy)	$5.126	M	3000	Disposed	2021-10-01	Common Stock (3000)	Direct
2018-06-14	Stock Options (right to buy)	$5.126	M	4000	Disposed	2021-10-01	Common Stock (4000)	Direct

Footnotes

F1: The options exercised were granted on Oct 1, 2011 and vested in equal annual installments: Oct 1, 2012, Oct 1, 2013, Oct 1, 2014 and Oct 1, 2015.