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Gen Digital Inc. Director's Dealing 2023

May 17, 2023

30336_dirs_2023-05-17_60b1bc1d-3e13-4c51-8c18-5f0c31f83cbf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Gen Digital Inc. (GEN)
CIK: 0000849399
Period of Report: 2023-05-15

Reporting Person: KO BRYAN SEUK (CLO & Head Corp Aff)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-15 Common Stock A 125881 $16.41 Acquired 525610 Direct
2023-05-15 Common Stock D 58998 $16.41 Disposed 466612 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-15 Performance-Based Restricted Stock Units $ A 125881 Acquired Common Stock (125881) Direct
2023-05-15 Performance-Based Restricted Stock Units $ M 125881 Disposed Common Stock (125881) Direct

Footnotes

F1: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F2: On July 10, 2020, Mr. Ko was granted 73,578 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 125,881 PRUs.