AI assistant
GDL FUND — Regulatory Filings 2009
Feb 6, 2009
34212_rns_2009-02-06_ce5a31b9-683c-4f1f-a11c-8d4b76a26d46.zip
Regulatory Filings
Open in viewerOpens in your device viewer
8-A12B 1 gab8a.htm gab8a.htm Licensed to: skadden arps Document Created using EDGARizer 4.0.7.0 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. All rights reserved
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
The Gabelli Global Deal Fund
(Exact Name of Registrant as Specified in its Charter)
| Delaware | 20-819-5443 |
|---|---|
| (State | |
| of Incorporation or Organization) | (I.R.S. |
| Employer Identification No.) |
| One Corporate Center Rye,
| New York | 10580-1422 |
|---|---|
| (Address | |
| of principal executive offices) | (zip |
| code) |
Securities to be registered pursuant to Section 12(b) of the Act:
| Title of each class to be so registered | Name of each exchange on which each class is to be registered | | --- | --- | | Series A Cumulative Callable Preferred Shares | New York Stock Exchange |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
Securities Act registration statement file number to which this form relates: 333-149864
Securities to be registered pursuant to Section 12(g) of the Act:
| None |
|---|
| (Title |
| of Class) |
Item 1 . Description of Registrant’s Securities to be Registered.
The sections captioned “Description of the Securities” in the Registrant’s form of Prospectus and “Terms of the Preferred Shares” in the Registrant’s form of Prospectus Supplement filed as part of the Registrant’s Registration Statement on Form N-2/A (No. 333-149864), dated December 18, 2008, are incorporated herein by reference.
Item 2 . Exhibits .
The following exhibits have been filed with the Securities and Exchange Commission:
(1) Agreement and Declaration of Trust of Registrant a
(2) By-Laws of Registrant a
(3) Form of Specimen Common Share Certificate b
(4) Statement of Preferences for the Series A Preferred Shares c
(5) Form of Specimen Share Certificate for Series A Preferred Shares c
(6) Form of Subscription Certificate for Series A Preferred Shares c
a Incorporated by reference to the Registrant’s Pre-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-2, File Nos. 333-138141 and 811-21969; as filed with the Securities and Exchange Commission on December 13, 2006.
b Incorporated by reference to the Registrant’s Pre-Effective Amendment No. 4 to the Registrant ’s Registration Statement on Form N-2, File Nos. 333-138141 and 811-21969; as filed with the Securities and Exchange Commission on January 26, 2007.
c Incorporated by reference to the Registrant’s Post-Effective Amendment No. 4 to the Registrant ’s Registration Statement on Form N-2, File Nos. 333-149864 and 811-21969; as filed with the Securities and Exchange Commission on December 18, 2008.
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| The Gabelli Global
| Deal Fund | |
|---|---|
| (Registrant) | |
| By: | /s/ Bruce N. |
| Alpert | |
| Name: | |
| Bruce N. Alpert | |
| Title: | |
| President and Principal Executive | |
| Officer |
Date: February 6, 2009