GATX CORP — Director's Dealing 2021

Feb 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2021-02-01

Reporting Person: Adedoyin Niyi (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-01	Common Stock	M	3800	$39.185	Acquired	7257	Direct
2021-02-01	Common Stock	M	5400	$61.175	Acquired	12657	Direct
2021-02-01	Common Stock	M	5000	$69.735	Acquired	17657	Direct
2021-02-01	Common Stock	M	3133	$71.525	Acquired	20790	Direct
2021-02-01	Common Stock	S	9239	$91.7135	Disposed	11551	Direct
2021-02-01	Common Stock	S	300	$92.5067	Disposed	11251	Direct
2021-02-01	Common Stock	S	5299	$90.6802	Disposed	5952	Direct
2021-02-01	Common Stock	S	2795	$92.4781	Disposed	3157	Direct
2021-02-01	Common Stock	S	200	$90.305	Disposed	2957	Direct
2021-02-01	Common Stock	S	800	$91.6585	Disposed	2157	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-01	2016 NQ Stock Option (Right to Buy)	$39.185	M	3800	Disposed	2023-01-28	Common Stock (3800)	Direct
2021-02-01	2017 NQ Stock Option (Right to Buy)	$61.175	M	5400	Disposed	2024-01-26	Common Stock (5400)	Direct
2021-02-01	2018 NQ Stock Option (Right to Buy)	$69.735	M	5000	Disposed	2025-01-25	Common Stock (5000)	Direct
2021-02-01	2019 NQ Stock Option (Right to Buy)	$71.525	M	3133	Disposed	2026-01-24	Common Stock (3133)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock 401(k)	3499	Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $92.2000 and the lowest price at which shares were sold was $91.2100.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $92.6300 and the lowest price at which shares were sold was $92.4450.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $91.1000 and the lowest price at which shares were sold was $90.1300.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $92.8200 and the lowest price at which shares were sold was $92.2500.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $90.3900 and the lowest price at which shares were sold was $90.2200.

F6: Represents the weighted average sale price. The highest price at which shares were sold was $92.175 and the lowest price at which shares were sold was $91.2400.