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GATX CORP Director's Dealing 2021

Feb 9, 2021

30891_dirs_2021-02-09_04e99c7c-9c7f-4cae-8bc0-92f2eb1048db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2021-02-05

Reporting Person: Conniff James M. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-05 Common Stock M 8500 $39.185 Acquired 8500 Direct
2021-02-05 Common Stock S 8500 $95.0612 Disposed 0 Direct
2021-02-05 Common Stock 401(k) I 4647 $95.62 Disposed 516 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-05 2016 NQ Stock Option (Right to Buy) $39.185 M 8500 Disposed 2023-01-28 Common Stock (8500) Direct

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $95.5200 and the lowest price at which shares were sold was $94.7000.

F2: Transfer of 401k funds from GATX stock to another available investment alternative