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GATX CORP Director's Dealing 2021

Feb 24, 2021

30891_dirs_2021-02-24_aa63bf10-d622-4af5-a29e-da2f3c4da6f1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2021-02-22

Reporting Person: Tezel Necati Gokce (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-22 Common Stock S 1500 $100.1735 Disposed 14675 Direct
2021-02-24 Common Stock S 1000 $98.7715 Disposed 13675 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 738 Indirect

Footnotes

F1: GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $100.2500 and the lowest price at which shares were sold was $100.0900.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $98.9850 and the lowest price at which shares were sold was $98.4800.