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GATX CORP — Director's Dealing 2021
May 12, 2021
30891_dirs_2021-05-11_4692a3b5-5cfe-47f3-b8f7-b380992e9e08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2021-05-07
Reporting Person: Conniff James M. (Special Advisor)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-07 | Common Stock | M | 8800 | $61.175 | Acquired | 8800 | Direct |
| 2021-05-07 | Common Stock | S | 3100 | $101.9946 | Disposed | 5700 | Direct |
| 2021-05-07 | Common Stock | S | 4774 | $103.3089 | Disposed | 926 | Direct |
| 2021-05-07 | Common Stock | S | 526 | $103.7469 | Disposed | 400 | Direct |
| 2021-05-07 | Common Stock | S | 400 | $101.0702 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-07 | 2017 NQ Stock Option (Right to Buy) | $61.175 | M | 8800 | Disposed | 2024-01-26 | Common Stock (8800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401 (k) | 518 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $102.3684 and the lowest price at which shares were sold was $101.4000.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $103.6600 and the lowest price at which shares were sold was $102.6764.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $103.8200 and the lowest price at which shares were sold was 103.7100.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $101.3300 and the lowest price at which shares were sold was $100.3800.