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GATX CORP Director's Dealing 2021

May 12, 2021

30891_dirs_2021-05-12_bb0f8f5e-8c43-42f3-b70f-6078908e34cb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2021-05-10

Reporting Person: Conniff James M. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-10 Common Stock M 1916 $71.525 Acquired 1916 Direct
2021-05-10 Common Stock M 8400 $69.735 Acquired 10316 Direct
2021-05-10 Common Stock S 10316 $105.0215 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-10 2018 NQ Stock Option (Right to Buy) $69.735 M 8400 Disposed 2025-01-25 Common Stock (8400) Direct
2021-05-10 2019 NQ Stock Option (Right to Buy) $71.525 M 1916 Disposed 2026-01-24 Common Stock (1916) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 518 Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $105.0900 and the lowest price at which shares were sold was $105.0000.