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GATX CORP — Director's Dealing 2021
May 12, 2021
30891_dirs_2021-05-12_bb0f8f5e-8c43-42f3-b70f-6078908e34cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2021-05-10
Reporting Person: Conniff James M. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 1916 | $71.525 | Acquired | 1916 | Direct |
| 2021-05-10 | Common Stock | M | 8400 | $69.735 | Acquired | 10316 | Direct |
| 2021-05-10 | Common Stock | S | 10316 | $105.0215 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | 2018 NQ Stock Option (Right to Buy) | $69.735 | M | 8400 | Disposed | 2025-01-25 | Common Stock (8400) | Direct |
| 2021-05-10 | 2019 NQ Stock Option (Right to Buy) | $71.525 | M | 1916 | Disposed | 2026-01-24 | Common Stock (1916) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 518 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $105.0900 and the lowest price at which shares were sold was $105.0000.
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