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GATX CORP — Director's Dealing 2021
Jun 7, 2021
30891_dirs_2021-06-07_4ac96467-6d05-4e9f-a6c0-cf5eb07cef0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2021-06-03
Reporting Person: LYONS ROBERT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-03 | Common Stock | M | 27600 | $39.185 | Acquired | 75842 | Direct |
| 2021-06-03 | Common Stock | M | 20500 | $56.91 | Acquired | 96342 | Direct |
| 2021-06-03 | Common Stock | S | 24628 | $97.8236 | Disposed | 71714 | Direct |
| 2021-06-03 | Common Stock | F | 15698 | $98.2225 | Disposed | 56016 | Direct |
| 2021-06-03 | Common Stock | S | 2972 | $98.5658 | Disposed | 53044 | Direct |
| 2021-06-04 | Common Stock | S | 1400 | $96.9595 | Disposed | 51644 | Direct |
| 2021-06-04 | Common Stock | S | 3402 | $95.9485 | Disposed | 48242 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-03 | 2016 NQ Stock Option (Right to Buy) | $39.185 | M | 27600 | Disposed | 2023-01-28 | Common Stock (27600) | Direct |
| 2021-06-03 | Stock-Settled Stock Appreciation Right | $56.91 | M | 20500 | Disposed | 2022-01-29 | Common Stock (20500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 2851 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $98.4000 and the lowest price at which shares were sold was $97.4100.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $98.6500 and the lowest price at which shares were sold was $98.4100.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $97.5307 and the lowest price at which shares were sold was $96.7100.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $96.4150 and the lowest price at which shares were sold was $95.5799.