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GATX CORP — Director's Dealing 2018
Aug 23, 2018
30891_dirs_2018-08-23_00891b19-f0fe-4bd5-8939-69c043596ee8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2018-08-21
Reporting Person: KENNEY BRIAN A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-21 | Common Stock | M | 76900 | $44.015 | Acquired | 238111 | Direct |
| 2018-08-21 | Common Stock | F | 56157 | $85.35 | Disposed | 181954 | Direct |
| 2018-08-22 | Common Stock | S | 20743 | $85.9444 | Disposed | 161211 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-21 | Stock-Settled Stock Appreciation Right | $44.015 | M | 76900 | Disposed | 2019-01-26 | Common Stock (76900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 9864 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $86.23 and the lowest price at which shares were sold was $85.75
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